Homeland Security

Why the Henderson-Brooks report has never been released! - I
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Issue Vol. 27.2 Apr-Jun 2012 | Date : 02 Apr , 2012

Sir Henry McMahon never envisaged that the hurriedly conducted survey and his drawing of a thick red line on a map could trigger a war. The ‘massive attack’ supposedly planned by India cannot be taken seriously in view of the total lack of preparedness of the troops in terms of armament, ammunition, clothing and food supply. More than half of the casualties are said to have succumbed to the cold and the shortage of food. Some senior officers in the Army Headquarters in Delhi may have dreamt to ‘throw out the Chinese’ or take ‘the Thagla Ridge’, but in reality, it was a pipe dream only.

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Soon 50 years will have passed since China entered the North East Frontier Agency (NEFA) and Ladakh. This event has so deeply traumatised India that the Sino-Indian conflict has remained a scar in the nation’s psyche, partly because we do not know what exactly happened.

Chavan’s main objective was to defend Nehru and his political coterie who were responsible for the death of nearly 2,000 Indian officers and jawans.

Today, it is possible to get some hints of what took place from Indian official sources for example, the Official History of the 1962 War1 prepared by the Ministry of Defence and a number of White Papers published by the Ministry of External Affairs, as well as from memoirs of the main actors such as Brigadier John Dalvi, Major General Niranjan Prasad, Major General D.K. Palit or Lieutenant General B.M. Kaul and also from CIA,2 Russian and Chinese sources. However, the main Indian report prepared by Lieutenant General Henderson-Brooks and Brigadier (later Lieutenant General) Prem Bhagat is unfortunately still the most secret document of the Indian Republic.

Having lost any hope that the famous document will one day be declassified, I have tried to guess: “What on earth has stopped the Government to declassify the Report?”

Though portions of it were read out in the Parliament by the Defence Minister YB Chavan in 1963, the gist seems to be missing. A book helps us to understand the background of the Henderson-Brooks Report. Between 1962 and 1965, RD Pradhan was the Private Secretary of YB Chavan who, after the debacle of October 1962, took over as Defence Minister from the disgraced VK Krishna Menon.

There is no doubt that the issue of the India-China Border, particularly along the North East parts of India, is still a live issue…

Pradhan’s memoirs3, give some insights on the reasoning of the then Defence Minister: “For Chavan, the main challenge in the first years was to establish relationship of trust between himself and the Prime Minister. He succeeded in doing so by his deft-handling of the Henderson-Brooks’ Report of Inquiry into the NEFA4 reverses.”

The Private Secretary elaborated on the Defence Minister’s sentiments during the following months: “During the conduct of the enquiry Chavan was apprehensive that the committee may cast aspersions on the role of the Prime Minister or the Defence Minister.” Pradhan adds: “His [Chavan] main worry was to find ways to defend the government and at the same time to ensure that the morale of the armed forces was not further adversely affected. For that, he repeatedly emphasised in the Parliament that that the enquiry was a fact-finding one and to ‘learn lessons’ for the future and it was not a ‘witch-hunt’ to identify and to punish the officers responsible for the debacle.”

It is clear that Chavan’s main objective was to defend the government, in other words, ‘defend Nehru’ and the political coterie around him who were responsible for the death of nearly 2,000 Indian officers and jawans.

China has always said that it is India which attacked first…

Chavan’s Secretary concludes: “It was a tribute to his sagacity and political maturity that he performed his role to the full satisfaction of the Parliament and also earned the gratitude of the Prime Minister.” He obviously managed to absolve Nehru of any wrong doing even though the Prime Minister was one, if not the main culprit.

In 2008, answering a question on the Report, Defence Minister AK Antony told the Indian Parliament that the Henderson-Brooks Report could not be made public because it was an internal study for the Indian Army and its contents, “were not only extremely sensitive, but are of current operational value.”

At first sight, it seems strange that this 49- year-old report is still of ‘operational value’. Was it a manual of what should NOT be done in case of a conflict with China or any other country? All the more reason to study it!

Were the officials who drafted the Minister’s reply aware of the other report, quoted earlier, the Official History of the Conflict with China (1962) prepared by the same Defence Ministry, detailing the famous ‘operations’ in 474 foolscap pages?

“…Since Nehru insists on us fighting him, for us not to fight with him would not be proper. Courtesy emphasizes reciprocity.” – Mao, October 1962

In 2005, under the Right to Information Act, veteran journalist and former MP Kuldip Nayar sought the following information: “May I request you to make me available a copy of the Report by the retired Lieutenant General Henderson-Brooks on the China-India War in 1962? This is now 43 years old and should have been formally available in the Archives of India, some 30 years after it was submitted to the Government of India.”5

The respondent, the Ministry of Defence, dragged its feet for months and tried to take refuge behind the Section 8(1). The stand of the Defence Ministry was explicitly given during a hearing of the Commission on March 07, 2009: “Disclosure of this information will amount to disclosure of the army’s operational strategy in the North-East and the discussion on deployments has a direct bearing on the question of the demarcation of the Line of Actual Control between India and China, a live issue under examination between the two countries at present.”

The fact that it has a “direct bearing on the question of the demarcation of the Line of Actual Control” may give us a hint in which direction to look to find an answer to our query. In a ‘decision notice’ dated March 19, 2010, the Central Information Commission said: “We have examined the report specifically in terms of its bearing on present national security. The disclosure of information of which the Henderson- Brooks report carries considerable detail on what precipitated the War of 1962 between India and China will seriously compromise both security and the relationship between India and China, thus having a bearing both on internal and external security. We have examined the report from the point of view of severability u/s 10(1). For reasons that we consider unwise to discuss in this Decision Notice, this Division Bench agrees that no part of the report might at this stage be disclosed.”

Chinese military intelligence had gathered that the Indian forces were planning an attack on Thagla Ridge.

It seems strange as large parts had already been disclosed by the Defence Minister himself as well as by Neville Maxwell, the author of India’s China War6 who had the ‘privilege’ to access a copy of the Report from which he abundantly quoted in his book.

Looking for hints why the Henderson-Brooks report has never been released, the following sentence give some indications: “There is no doubt that the issue of the India-China Border, particularly along the North East parts of India, is still a live issue with ongoing negotiations between the two countries on this matter.” It is perhaps where one needs to look.

What the Chinese Say…

Another clue is that China has always said that it is India which attacked first. According to Chinese historians, who wrote the history of the 1962 Conflict, a first key meeting was held in early October 1962 (probably on October 06) in Beijing.

Defence Minister and Deputy Central Military Commission Chairman, Lin Biao reported on the situation in the Tibet and the Xinjiang Military Regions. Lin said that the Indians continue to ‘advance’ and often open fire on Chinese outposts. Chinese military intelligence had correctly gathered that the Indian forces were planning an attack on Thagla Ridge on October 10, 1962.7

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Mao told his colleagues: “It seems like armed coexistence won’t work. It is just as we expected. Nehru really wants to use force. This isn’t strange. He has always wanted to seize Aksai Chin and Thagla Ridge. He thinks he can get everything he desires.” The Great Helmsman continued: “…Since Nehru sticks his head out and insists on us fighting him, for us not to fight with him would not be proper. Courtesy emphasises reciprocity.”

Mao seems to have believed that India attacked first, though there was no question of the India Army ‘attacking China’ with no food, no clothes, no armament or ammunition supply, the Chinese perceived the situation differently. Was the Communist leadership just looking for a pretext? Probably, but what could be this pretext?

Why did China really believe that India attacked?

The answer is to be found in the books written by the Army officers, who have been the unwilling actors in the ‘blunder’, namely Major General Niranjan Prasad, GOC, 4 Infantry Division, Brigadier John Dalvi, Commander, 7 Infantry Brigade and Brigadier DK Palit, then Director, Military Operations at the Army Headquarters in Delhi. Niranjan Prasad in his book The Fall of Towang8 explains why he decided to write his memoirs: “…to remove some of the misconceptions regarding that operation.” The version of Niranjan Prasad is important as he was the link between the ‘bosses’ in Delhi (often dictating orders to lower subordinates from the Army HQ) and the troops struggling on an undefendable ground in the NEFA. Having suffered the humiliation of the defeat, he does not have to spare the real culprits, the politicians.

Where is the McMahon Line?

In his Fall of Towang, the Commander, 4 Infantry Division describes the setting of the operations thus: “The McMahon Line from just north of Khinzemane, as drawn by Sir Henry McMahon in 1914 with a thick blue9 pencil on an unsurveyed map, was not an accurate projection of the Himalayan watershed line. Much of the territory in those days had not been explored and McMahon was only guessing at geography when he drew a thick blue [red] line from Khinzemane to the Bhutan-Tibet-India tri-junction to its east. In this process the position of Thagla10 Ridge was, to say the least, left ambiguous. The story goes that the officer surveying the area had completed an admirable task of delineating the watershed up to this point when a pretty Monpa girl claimed his attention and the work was left uncompleted. Whatever the reason, the survey authorities, ignoring physical features on the ground, joined Point MM 7914 to the India-Bhutan-Tibet tri-junction by a straight line. Stranger still, the Government of India had not corrected this obvious mistake even in 1962. Clearly someone in External Affairs had not done his home work. This lapse cannot be easily excused or explained away; it was largely responsible for the critical dispute which later developed and eventually led to war.”

Niranjan Prasad’s version is important as he was the link between the ‘bosses’ in Delhi and the troops struggling on undefendable ground in the NEFA…

Though the Thagla Ridge was the logical border if one follows the watershed principle as well as the ownership of customary pastures’ rights, the fact remains that the old map which was the reference for India’s position on the ‘genuine’11 location of the border, showed the Thagla Ridge and the Namkha Chu12, North of the 1914 line. As Major General Prasad said, it had unfortunately, not been corrected after India’s independence.

The Chinese probably may have known the doubts of the local Army commanders. In his memoirs, Prasad recalls: “From our own Signals channels I had received reports of a pirate radio operating somewhere in our area, but when we referred this to higher authorities the matter was dismissed.” It could explain how Mao was aware of Operation Leghorn to evict the Chinese from the Thagla Ridge in October 1962.13 Another possibility was that some Monpa villages had been ‘bought over’ by the Chinese.

Operation Onkar

It is necessary to return two years earlier in history to understand the situation on the eve of the tragedy. The Government of India had mooted a new policy; to quote the Official Report of the Ministry of Defence: “In NEFA, ‘Operation Onkar’ was launched in 1960. According to this plan, there was to be a large expansion of the Assam Riffles, and units were to be posted all along the frontier and also in the areas not occupied till then. Those post were to be manned by Assam Riffles personnel under control of the Home Ministry but were to be established under Army supervision. The siting of these posts and their exact location was, however, decided mainly by the Intelligence Bureau and not the Army.” It became the famous ‘Forward Policy’. It was the brainchild of Krishna Menon, the Defence Minister with the full support of the Prime Minister who, however, said that posts should not be established in ‘disputed areas’.

McMahon was only guessing at geography when he drew a thick blue [red] line from Khinzemane to the Bhutan-Tibet-India tri-junction to its east.

The Official Report continues: “In the wake of this order, efforts were further intensified. In the Eastern Sector, some Assam Rifles platoons were placed under 4 Infantry Division in May 1962 which speeded up the establishment of forward posts ‘as close to the border as possible’ under ‘Operation Onkar’. By July 20, 1962, a total number of thirty four posts (8 in Kameng, 8 in Subansari, 7 in Siang and 11 in Lohit Frontier Divisions) were established in NEFA along the border with Tibet. Those posts included one at Dhola, established a little South of the Namkha Chu on June 04, 1962.” The local Commanders (Corps, Division and Brigade) were not happy and they made it known, but nothing could stop the folly of the ‘authorities’ in Delhi.

Brigadier Dalvi recalled: “It is known that many generals, including General Umrao Singh, opposed the indiscriminate opening up of more posts. Who forced him to open Dhola? Surely India was not landed in the straits of 1962 by an unplanned and thoughtless drift into a disputed area because of an archaic map? The opening up of posts in undisputed areas cannot be questioned. The setting up of posts in disputed territory is a different matter. It is an act of rashness…”

As the local GOC, Major General Niranjan Prasad noted that the local officers had no choice, they could perhaps have resigned but in a near war situation, it is not an easy decision. As mentioned, a post was established at a place known as Tse Dong (Chinese: Che Dong), at the bottom of Dhola peak, on the southern banks of the Namka Chu by Captain Prasad. The post later entered in history as the ‘Dhola Post’.

The setting up of the Dhola Post was one crucial factor for the subsequent conflict.

Though Captain Prasad’s maps showed the McMahon Line as passing to South of the Thagla Ridge, the political representative present in his party, assured him that the ridge was part of the Indian territory; however when the young Captain came back to his base after setting the Post, he reported the matter to Divisional Headquarters, which in turn cabled the Corps and Army Headquarters. By then, it was July 20.

General Prasad was extensively debriefed by Captain Prasad14 and, “became convinced that the Thagla Ridge was indeed the main watershed”. Brigadier Dalvi wrote later that the setting up of the Dhola Post was one crucial factor for the subsequent conflict. In his Himalayan Blunder, he questions how the Dhola Post came into existence: “We seemed to have ventured most casually into a potentially explosive commitment. Instead of working in water-tight compartments, we should have alerted the whole Army and prepared for a clash.” Who was informing the ‘civil supremacy’? The Intelligence Bureau and its Director had probably no clue about the Chinese preparations and even less about the political upheavals15 going on in Beijing.

Visit of the Director of Military Operations

On August 14, 1962, Brigadier DK Palit,16 Director of Military Operations visited the Corps Headquarters in Tezpur. He told the Brigade Commanders and the staff that according to Intelligence inputs, “There is little or no probability of the Chinese resorting to armed hostilities.” About the issue of the Thagla Ridge, he said that though the Divisional Headquarters had sent its report on August 04, the Army Headquarters in Delhi had only received it the day before he left for Tezpur (morning of August 14). He promised to look into this and send an answer ‘as soon as he could’.

“The Chinese had not accepted our arguments and had counter-claimed Thagla Ridge, as well as the valley at Khinzemane, as Chinese territory.”

Prasad recorded in his memoirs: “I told the Director of Military Operations that the establishment of Dhola Post could lead to very serious consequences if in fact it lay North of our claim line. I asked for a clear cut definition of our claim line and emphasised that our posts should be shed in relation to that line. He promised to examine the case on return to Delhi and to give me an answer as soon as possible.”

In his insider’s assessment of the conflict, War in the High Himalayas, Brigadier Palit recalls the encounter: “On my return to Delhi, I referred the Thagla dilemma to the Director of Military Survey. The latter commented that as the existing maps of the area were ‘sketchy and inaccurate, having been compiled from unreliable sources’, the map co-ordinates of the new post quoted by the patrol leader were of doubtful accuracy. He confirmed that the recognised border was the watershed, but qualified this statement by adding ‘ its exact alignment will depend on accurate survey’. This, he added, would take two to three years to complete.”

As Palit commented, that was ‘not greatly enlightening’. He decided to get the opinion of the Ministry of External Affairs and more particularly, the Historical Section of the Ministry which answered: “We may permit the Army to extend the jurisdiction, if they have not already done so, up to the line suggested by them [Thagla Ridge].”

—Dr. S Gopal, Director, Historical Section, part of the Official Group who met the Chinese on five occasions to discuss the border issue in 1960.

Wanting to clarify the exact position, Palit went to meet Dr S. Gopal,17 the Director of the Historical Section, who had been part of the group of Officials who met the Chinese on five occasions to discuss the border issue in 1960. Palit recalled that he went to see the historian “in order to double-check before I passed on this decision to HQ 4 Division.”

By mid-September, events in that remote region on the border of Bhutan and Tibet had already reached a critical stage.

Gopal explained to him that since the boundary talks with the Chinese in 1960, the Government of India had been aware that the actual terrain in the area of the tri-junction was different from that depicted on the quarter-inch scale map Simla sheet. The point given by the Chinese for the tri-junction was 91°40’ East, 27°48’ North.18 Gopal noted on the file: “This point was further North of the tri-junction shown on our maps and nearer the point now suggested by Army Headquarters. Furthermore, the Chinese had been told [during the talks of 1960] that the alignment [of the McMahon Line] followed Thagla Ridge, which is also the ridge shown by Army Headquarters in the sketch.” But Palit adds: “What Gopal had not told me – and I found out only later, was that the Chinese had not accepted our arguments and had counter-claimed Thagla Ridge, as well as the valley at Khinzemane, as Chinese territory.”

The Director of Military Operations wrote that he sent Gopal’s remarks to HQ Eastern Command in Lucknow for onward transmission to 4 Infantry Division: “But by then, it was mid-September and events in that remote region on the border of Bhutan and Tibet had already reached a critical stage.” It was already too late to go back, at least for the egos of the main actors in Delhi (in the Army HQ and the Government).

Continued…: Why the Henderson-Brooks report has never been released!-II

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The views expressed are of the author and do not necessarily represent the opinions or policies of the Indian Defence Review.

About the Author

Claude Arpi

Writes regularly on Tibet, China, India and Indo-French relations. He is the author of 1962 and the McMahon Line Saga, Tibet: The Lost Frontier and Dharamshala and Beijing: the negotiations that never were.

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